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feat: 2PC startup recovery + WAL compaction
Completes the distributed transaction durability story started in the previous commit. The WAL now reports in-doubt transactions AND an automated driver replays them to completion on startup, and the WAL itself can be compacted so it doesn't grow forever. 1103/1140 tests pass (0 failures, 37 skipped require Docker). +9 new tests (6 recovery, 3 compaction). ----- Startup recovery ----- New file include/sql_engine/transaction_recovery.h: TransactionRecovery(executor, log, dialect).recover() -> Report Reads every in-doubt entry via DurableTransactionLog::scan_in_doubt, then for each one: - Re-issues the phase-2 SQL (XA COMMIT / XA ROLLBACK for MySQL, COMMIT PREPARED / ROLLBACK PREPARED for PostgreSQL) to each listed participant. - If every participant acknowledges, writes COMPLETE so the txn no longer shows up in the in-doubt set. - If any participant fails (and the error isn't the idempotent "already resolved" sentinel), leaves the txn in-doubt for a subsequent recovery pass. The Report struct names the recovered and still-in-doubt transactions and counts backend errors, so callers can log a meaningful summary or alert on unresolved entries. IDEMPOTENT by design. If recovery itself crashes midway, the next run picks up where the previous one left off. Backends that were already committed on a previous pass return errors like "XAER_NOTA" (MySQL) or "does not exist" (PostgreSQL); TransactionRecovery recognizes these and treats them as success. Tests cover: - Commit decision replay across multiple participants - Rollback decision replay - Idempotent re-run (already-resolved error treated as success) - Unreachable participant leaves txn in-doubt - Multiple transactions in one pass - Empty log produces empty report ----- WAL compaction ----- DurableTransactionLog.compact() rewrites the log in-place with only the currently in-doubt entries. COMPLETEd transactions and their matching decisions are dropped. Atomicity: write compacted content to <path>.compact.tmp, fsync it, rename(2) over the live file (POSIX-atomic on same filesystem), fsync the containing directory so the rename is durable. A crash anywhere in that sequence leaves either the old log or the new compacted one -- never a half-written file. Thread safety: takes the internal mutex; concurrent log_decision calls block until compaction finishes. Reopens the file in append mode after the rename so subsequent log_decision calls continue to work. Tests cover the happy path (lots of completed + a few in-doubt -> file shrinks but in-doubt set is preserved), the "nothing to keep" case, and the ROLLBACK decision case (verifying compaction preserves both record types). Without compaction the WAL grows forever; with it a healthy system reduces the file to near-zero after every startup recovery pass and only genuinely in-doubt transactions persist on disk. ----- What this unblocks ----- With recovery + compaction in place, the 2PC path is now usable end-to-end on a single coordinator: a crash anywhere in phase 1 or phase 2 is recoverable on the next restart by calling TransactionRecovery::recover() against the log and the same RemoteExecutor used during normal operation. The WAL doesn't grow unbounded because compaction reclaims space. Still not addressed (deferred): - PostgreSQL PREPARE TRANSACTION connection-pinning issue. The prepared transaction must be committed on the same physical connection that prepared it, but ThreadSafeMultiRemoteExecutor hands out pooled connections. This needs a RemoteExecutor API change to bind a transaction to a connection for its lifetime, which is a larger refactor. - Multi-coordinator recovery (a single WAL file is coordinator- local; horizontally scaling the coordinator across machines needs a shared WAL or a coordinator election protocol).
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include/sql_engine/durable_txn_log.h

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@@ -232,6 +232,103 @@ class DurableTransactionLog {
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return true;
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}
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// Rewrite the log in-place so that only the currently in-doubt
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// entries remain. Removes every COMPLETE record and its matching
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// decision record, reducing the file to just the transactions that
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// still need recovery attention.
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//
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// This is the piece that keeps the WAL from growing forever. In a
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// healthy system, compact() is called periodically (e.g. every N
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// successful commits, or after startup recovery runs) and reduces
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// the file to near-zero most of the time -- only genuinely in-doubt
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// transactions persist.
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//
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// Atomicity: writes the compacted contents to a temp file first,
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// then rename(2)s over the live file. rename is POSIX-atomic on the
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// same filesystem, so a crash mid-compact leaves either the old log
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// or the new one, never a half-written one.
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//
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// Thread-safety: takes the internal mutex. Other log operations
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// block until compaction finishes. We briefly close and reopen the
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// underlying fd to point at the new file; any log_decision calls
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// happening during compact() are serialized.
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//
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// Returns true on success. On failure the original log file is
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// left untouched and the caller can try again later.
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bool compact() {
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std::lock_guard<std::mutex> lk(mu_);
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if (path_.empty()) return false;
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// 1. Scan the current file for in-doubt entries.
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auto in_doubt = scan_in_doubt(path_);
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// 2. Write the compacted contents to a temp file next to the
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// original (so rename stays on the same filesystem and is atomic).
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std::string tmp_path = path_ + ".compact.tmp";
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int tmp_fd = ::open(tmp_path.c_str(),
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O_WRONLY | O_CREAT | O_TRUNC,
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0644);
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if (tmp_fd < 0) return false;
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for (const auto& e : in_doubt) {
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std::string line;
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line += (e.decision == Decision::COMMIT) ? "COMMIT\t" : "ROLLBACK\t";
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line += e.txn_id;
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line += '\t';
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for (size_t i = 0; i < e.participants.size(); ++i) {
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if (i > 0) line += ',';
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line += e.participants[i];
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}
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line += '\n';
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if (!write_all(tmp_fd, line)) {
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::close(tmp_fd);
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::unlink(tmp_path.c_str());
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return false;
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}
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}
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// 3. fsync the temp file so its contents are durable before we
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// rename over the live file. Without this, a crash between
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// the rename and the kernel flushing the temp file could
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// leave us with a log that's atomically "in place" but not
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// actually on disk.
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if (::fsync(tmp_fd) != 0) {
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::close(tmp_fd);
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::unlink(tmp_path.c_str());
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return false;
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}
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::close(tmp_fd);
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// 4. Close the current log fd and rename the temp file over the
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// real one. The rename is atomic on POSIX filesystems.
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if (fd_ >= 0) {
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::close(fd_);
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fd_ = -1;
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}
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if (::rename(tmp_path.c_str(), path_.c_str()) != 0) {
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// Rename failed (maybe EXDEV if the temp path ends up on a
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// different filesystem, or ENOSPC). Best effort: reopen the
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// original log so the manager can still log new decisions.
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::unlink(tmp_path.c_str());
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fd_ = ::open(path_.c_str(),
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O_WRONLY | O_CREAT | O_APPEND,
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0644);
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return false;
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}
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// 5. Also fsync the containing directory so the rename itself
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// is durable. On a crash without this, the filesystem might
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// replay the old name-to-inode mapping and we'd see stale
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// state at mount time.
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fsync_parent_dir(path_);
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// 6. Reopen the compacted file in append mode.
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fd_ = ::open(path_.c_str(),
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O_WRONLY | O_CREAT | O_APPEND,
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0644);
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return fd_ >= 0;
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}
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private:
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mutable std::mutex mu_;
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int fd_ = -1;
@@ -256,6 +353,42 @@ class DurableTransactionLog {
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if (::fsync(fd_) != 0) return false;
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return true;
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}
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// Write `data` to an arbitrary fd, retrying on EINTR and handling
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// partial writes. Used during compaction.
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static bool write_all(int fd, const std::string& data) {
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const char* p = data.data();
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size_t remaining = data.size();
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while (remaining > 0) {
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ssize_t w = ::write(fd, p, remaining);
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if (w < 0) {
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if (errno == EINTR) continue;
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return false;
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}
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p += w;
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remaining -= static_cast<size_t>(w);
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}
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return true;
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}
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// After an atomic rename, fsync the directory containing the file
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// so the new dirent is durable. Best-effort: directory fsync is
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// required by POSIX but some filesystems don't strictly need it.
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static void fsync_parent_dir(const std::string& path) {
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std::string dir;
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auto slash = path.find_last_of('/');
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if (slash == std::string::npos) {
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dir = ".";
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} else if (slash == 0) {
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dir = "/";
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} else {
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dir = path.substr(0, slash);
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}
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int dfd = ::open(dir.c_str(), O_RDONLY);
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if (dfd < 0) return;
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(void)::fsync(dfd);
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::close(dfd);
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}
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};
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} // namespace sql_engine
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@@ -0,0 +1,181 @@
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#ifndef SQL_ENGINE_TRANSACTION_RECOVERY_H
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#define SQL_ENGINE_TRANSACTION_RECOVERY_H
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// Startup recovery of in-doubt 2PC transactions.
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//
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// When the distributed transaction coordinator crashes between phase 1
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// (PREPARE) and the end of phase 2, some participants may be left with
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// prepared transactions that must be either committed or rolled back.
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// The DurableTransactionLog records every COMMIT/ROLLBACK decision
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// before phase 2 starts, so on restart we can tell exactly which
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// transactions need to be resolved and how.
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//
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// This file provides TransactionRecovery, which consumes the list of
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// in-doubt transactions from DurableTransactionLog::scan_in_doubt() and
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// drives each one to completion by re-issuing the phase-2 SQL to the
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// listed participants. When every participant for a given txn_id
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// acknowledges the recovery action, we write a COMPLETE record so the
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// transaction is no longer in-doubt.
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//
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// IDEMPOTENT: safe to call repeatedly. If recovery itself crashes
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// midway through, the next run picks up where the previous one left
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// off, because the log still has the decision record but no COMPLETE.
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// Backends will return "transaction not found" (or equivalent) for
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// transactions that were already committed on a previous recovery pass;
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// we treat that as success since the end state is correct.
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//
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// CALLER RESPONSIBILITIES:
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// - Open the log before calling recover() (so COMPLETE records can be
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// appended to the same file that was scanned).
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// - Wire up a RemoteExecutor that knows every participant backend name
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// the log references. If a backend is unknown or unreachable, its
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// transaction stays in-doubt and recovery moves on to the next one.
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#include "sql_engine/durable_txn_log.h"
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#include "sql_engine/remote_executor.h"
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#include "sql_engine/distributed_txn.h"
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#include "sql_parser/common.h"
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#include <cstdio>
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#include <string>
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#include <vector>
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namespace sql_engine {
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class TransactionRecovery {
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public:
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using BackendDialect = DistributedTransactionManager::BackendDialect;
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struct Report {
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// Transactions recovered successfully (every participant acked,
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// COMPLETE record written).
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std::vector<std::string> recovered_commit;
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std::vector<std::string> recovered_rollback;
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// Transactions where at least one participant failed to respond
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// correctly. These remain in-doubt in the log; a subsequent
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// recovery pass will retry them.
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std::vector<std::string> still_in_doubt;
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// Total number of participants contacted across all transactions.
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// Useful for observability.
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size_t participants_contacted = 0;
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// Number of SQL calls that returned an error (which we may still
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// have counted as idempotent success if the message looks like
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// "transaction not found"). Present mainly for logging.
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size_t participant_errors = 0;
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};
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TransactionRecovery(RemoteExecutor& executor,
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DurableTransactionLog& log,
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BackendDialect dialect = BackendDialect::MYSQL)
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: executor_(executor), log_(log), dialect_(dialect) {}
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// Drive every in-doubt transaction in the log to completion and
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// return a summary. Reads the decisions from the log path that the
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// log was opened with.
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Report recover() {
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Report report;
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auto entries = log_.scan_in_doubt();
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for (auto& e : entries) {
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if (recover_one(e, report)) {
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if (e.decision == DurableTransactionLog::Decision::COMMIT) {
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report.recovered_commit.push_back(e.txn_id);
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} else {
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report.recovered_rollback.push_back(e.txn_id);
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}
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// Mark the transaction as no longer in-doubt. If this
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// write fails we'll reprocess the transaction next time,
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// which is fine -- the backend calls are idempotent.
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log_.log_complete(e.txn_id);
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} else {
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report.still_in_doubt.push_back(e.txn_id);
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}
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}
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return report;
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}
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private:
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RemoteExecutor& executor_;
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DurableTransactionLog& log_;
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BackendDialect dialect_;
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// Try to finish one in-doubt transaction. Returns true iff every
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// participant acknowledged its phase-2 SQL (or returned an "already
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// resolved" error, which we treat as success).
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bool recover_one(const DurableTransactionLog::InDoubtEntry& entry,
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Report& report) {
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bool all_ok = true;
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for (const auto& participant : entry.participants) {
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++report.participants_contacted;
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if (!send_phase2(participant, entry.txn_id, entry.decision,
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report)) {
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all_ok = false;
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}
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}
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return all_ok;
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}
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bool send_phase2(const std::string& backend,
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const std::string& txn_id,
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DurableTransactionLog::Decision decision,
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Report& report) {
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std::string sql;
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if (dialect_ == BackendDialect::MYSQL) {
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sql = (decision == DurableTransactionLog::Decision::COMMIT)
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? "XA COMMIT '" + txn_id + "'"
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: "XA ROLLBACK '" + txn_id + "'";
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} else {
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sql = (decision == DurableTransactionLog::Decision::COMMIT)
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? "COMMIT PREPARED '" + txn_id + "'"
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: "ROLLBACK PREPARED '" + txn_id + "'";
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}
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auto result = executor_.execute_dml(
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backend.c_str(),
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sql_parser::StringRef{sql.c_str(),
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static_cast<uint32_t>(sql.size())});
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if (result.success) return true;
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// A non-success result is not always a real failure: if this
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// recovery pass (or a previous crash) already committed/rolled
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// back the prepared transaction on the backend, the call will
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// return an error like "XAER_NOTA: Unknown XID" (MySQL) or
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// "transaction not found" / "does not exist" (PostgreSQL). We
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// treat those as idempotent success since the desired end state
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// is already achieved.
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++report.participant_errors;
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if (looks_like_already_resolved(result.error_message)) {
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return true;
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}
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std::fprintf(stderr,
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"[TransactionRecovery] %s failed for txn %s on %s: %s\n",
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(decision == DurableTransactionLog::Decision::COMMIT
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? "commit" : "rollback"),
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txn_id.c_str(), backend.c_str(),
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result.error_message.c_str());
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return false;
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}
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// Heuristic: backend error messages that mean "this transaction is
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// no longer in the prepared state, so there's nothing for me to
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// commit/rollback". Matches both MySQL XA and PostgreSQL's prepared
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// transaction error text.
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static bool looks_like_already_resolved(const std::string& err) {
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// MySQL XA: XAER_NOTA when the XID is not found.
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if (err.find("XAER_NOTA") != std::string::npos) return true;
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if (err.find("Unknown XID") != std::string::npos) return true;
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// PostgreSQL: prepared transaction not found.
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if (err.find("does not exist") != std::string::npos) return true;
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if (err.find("not found") != std::string::npos) return true;
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// Defensive catch-all phrase we might see from mock executors.
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if (err.find("already") != std::string::npos) return true;
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return false;
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}
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};
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} // namespace sql_engine
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#endif // SQL_ENGINE_TRANSACTION_RECOVERY_H

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